Equity Portfolio Activity for the Week Ended July 1, 2016

Equity Portfolio as of July 1, 2016

Commentary: This was a week that had two distinct sets of opportunities. On Monday, it was a day to buy equites and close/reduce short positons as the market completed its sell-off from last Friday’s Brexit vote. From Tuesday through Friday it was a time to sell less favored equities as they rose in value, to increase short positions, and to add to volatility. I did all of the things noted here, and as displayed below the individual actions I took reflect this behavior. I expect the run higher in equities is nearing its end, and have positioned my portfolio to benefit from this exhaustion move. I have also selectively added to individual equities that I view as good long-term holdings given the Monday sell-off, and to my precious metal holdings with the addition of Harmony Gold Mining.

Good Luck and have a great week!

New Additions

1. Harmony Gold Mining
2. Mylan
3. S&P 500 Put Options Aug 19 Expiration

Increase in Holdings

1. First Solar
2. Golar LNG
3. Great Batch (changed name this week to Integer Holdings Corp)
4. Greenbrier
5. Legg Mason
6. Netflix July 15 Put Options
7. New Gold
8. Nokia
9. PayPal
10. Proshares Ultra Short S&P 500
11. Proshares Ultra Short VIX
12. S&P E-Mini Short Futures Contract September Expiration
13. S&P July Put Options
14. Synaptics
15. Tetra Technologies

Complete Dispositions

1. Apple (Bought and sold during the week)
2. Google (Bought and sold during the week)
3. Morgan Stanley (Bought and sold during the week)
4. Reaves Utility Income Fund
5. S&P 500 Put Options Jul 29 Expiration

Partial Decrease in Holdings

1. Corning Glass Works
2. Netflix Short Put Options July 22

Overall Equity Portfolio holdings

1. Alamos Gold
2. ASA
3. Arm Holdings
4. Bank of America
5. Bank of America Preferred C
6. BB&T Corp
7. Brocade
8. Brookfield Total Return
9. Chevron
10. Con Ed
11. CISCO
12. Corning – Reduced position
13. Daktronics
14. Disney
15. Eastman Chemical
16. Endo Int’l
17. Ericsson
18. First Solar – Increased position
19. Ford
20. General Electric
21. Golar LNG – Increased position
22. GreatBatch (now Integer Holdings Corp) – Increased position
23. Greenbrier – Increased position
24. Halliburton
25. Harmony Gold Mining – Opened New position
26. Hecla Mining
27. Hershey
28. Ingredion
29. IROBOT
30. Jabil Circuit
31. JP Morgan
32. JP Morgan Preferred D
33. Legg Mason – Increased position
34. Matson
35. Microsoft
36. MTN Group
37. Mylan – Opened New position
38. Netflix July 15 Put Options – Increased position
39. Netflix Short Put Options July 22 Expiration – Decreased position
40. New Gold – Increased position
41. Noble Corp
42. Nokia – Increased position
43. Nordic American Tanker
44. Norfolk Southern
45. Nucor
46. PayPal – Increased position
47. Phillips 66
48. Pro Shares Ultra Short S&P 500 – Increased position
49. Pro Shares Ultra VIX Short – Increased position
50. Qualcomm
51. Reaves Utility Income Fund – Closed position
52. S&P E-mini short futures – Increased position
53. S&P 500 August Put Options – Opened New position
54. S&P 500 July Put Options – Increased position
55. Sarepta Therapeutics
56. Square Inc
57. Synaptics – Increased position
58. Ten Cent Holdings
59. Tessera Technologies
60. Tetra Technologies – Increased position
61. Travelers
62. Twitter
63. Viacom
64. Wells Fargo
65. Yum! Brands

Balancing on the High Beam

Tom Connolly’s Equity Market Forecast
for the upcoming week beginning July 5, 2016
With Market Questions and Answers

Summary Comments:

A holiday weekend shortened letter. Happy 4th!!

Prior week’s investing activity: Very active in shorting and moving pieces around the board. Rise in precious metals and the equity market after Monday provided new opportunities to invest based on market metrics that favored longs and shorts. The week’s returns and overall performance were very good, with the double digit ROI threshold for my portfolio exceeded for the first time this year.

My portfolio’s YTD performance vs the market, and its current composition as of July 1, 2016, are as follows:

Connolly Portfolio YTD gain as of July 1, 2016 equals + 10.25%
S&P 500 Index YTD gain as of July 1, 2016 equals + 2.89%
NASDAQ Index YTD loss as of July 1, 2016 equals – 2.89%

The Portfolio’s composition as of July 1, 2016 is as follows:
• Cash 43.9%
• Equities 37.2%
• Gold 15.7%
• Fixed Income 3.2%

Forecast for the coming week: Market has been on a roll higher since last Monday’s losses, recovering all of the declines from BREXIT. This buy-the-dip behavior will not end well. I am building new short positions to prepare for a market resumption of declines. Healthy positions in cash are advisable.

Market Questions and Answers

What are DJIA, DJT, DJU, S&P and NASDAQ metrics indicating?

Everybody joined the party but the equity indexes and transports are all reaching points of upper resistance. The Dow Jones Industrial Average, the S&P 500 Index, the NASDAQ index and the Dow Jones Transports are all in a downtrend channel even with the past week’s rise.

Relative Strength: I do not see the market as being resilient in its current state, and the level of up and down points in the RS index are offsetting.

Price Earnings multiples are close to 24.31X for the S&P 500 and 19.19X for the DJIA, indicating an expensive market to invest in at these levels.

The DJT rose nicely but remains in a declining chart pattern. It has been a leading indicator of the broader market. The continued selling of the Transports is a strong negative for the overall market.

The DJU has moved to a new high as investors seek yield reflecting the cautionary investing strategy of a market that poses greater risk then reward for investing in growth oriented businesses. Safety is being sought.

What is the current score on the “Market Tells metric”?

The Market Tell indicator, which is a comparison of the market’s current cash flow and valuation metrics to its historic medians, closed the week at negative 134. As an FYI, when we have a high positive reading this is a strong buy signal and when we have a high negative reading it is a strong sell signal. The -134 reading indicates an expensive market. The highest negative reading here was -182 on November 6, 2015. The strongest positive reading was +28.5 on February 12, 2016. Last year at this time (July 3, 2015) the reading was -115, which foretold the summer of 2015 declines in equity prices. We are at a similar place with declining cash flow estimates for the year occurring when high current multiples characterize the market.

The Portfolio’s Cash flow multiple based on expected 2016 full year results is 18.91X. This is a relatively high reading of price to cash flow when compared to the historic median of 16.96X. This is getting closer to an extreme overvalued market (19.72X was last extreme point before a sell-off). The expectation of earnings and cash flows are falling in a market that desperately needs improving operating performance to justify its current value. This does not bode well for equity price appreciation from this point forward.

Comparing current equity prices as the week closed on the 187 portfolio companies to their Discounted Cash Flow values indicates 73 companies were priced above their DCF value which exceeds the historic average of 61 for the portfolio. This supports an expected fall in the market as more companies have become overvalued and need to correct lower.

The dollar spread between the Current Price and the Discounted Cash Flow price utilizing 2017 cash flow projections on the 187 Portfolio Companies is now at $16.20. The difference or spread today is below the historic median of $22.38. A higher spread indicates greater value to invest in whereas a lower spread indicates subpar returns will be realized from investing at current prices. In this environment it should be apparent that future performance has been pulled into the current pricing in a manner that reduces potential gains absent a significant improvement in future earnings and cash flows.

What is the position of the weekly net up down Vol/Issues?

The week’s volume and issues continue to reflect divergent views.

What are the daily point vs issues and point vs volume measures indicating up or down?

The daily metrics of (1) index point moves being supported by the daily advancing or declining volume, and (2) the index point moves being supported by the daily rising and falling number of issues traded, appear to be in a transition stage from being directionally upward in nature to more neutral.

Where are the New Highs and Lows moving toward?

On Friday we reached a total of 411 New 52 week highs for the day. Very positive reading, but in the context of the past 52 weeks, this is logical given the move in the indexes and the proximity to new index highs.

How well are Market Tells correlating with Market trading internals?

The technical market internal indicators and the Market Tells are not in alignment. This is an indication of volatility that needs a resolution one way or the other.

What is the composite reading of the Calendar, Environment, Duration, Action, Trend, Emotion and Valuation Index (“CEDATEV”)?

The reading is -7. This score reveals a market that is turning lower, one that is showing bear market tendencies in the face of expensively priced stocks and bonds, poor economic results, and a world of increasing political uncertainty. The range is from +7 to -7 and we are at an extreme negative level. Contributors are:

Negative in the following areas:
Calendar
Environment
Duration
Action
Trend
Emotion
Valuation

Positive in the following areas:
None

Neutral in the following areas:
None

Other:

Bitcoin rose this week to $671 per coin. The continued volatile movement in this digital currency is telling us something important. I believe it is the economic and political turbulence in world markets that is creating buying and selling here, and it reflects a foreshadowing of greater uncertainty and loss of confidence in the Central Banks of the world. Something is happening in the alternative currency sphere that should not be ignored in terms of the implications for the broader financial markets. The per unit value based in the low $400 area over the past four months. Over the past year, the price has increased by over 200% from the $230 area. I hold a position in Bitcoin as we move closer to digital currencies vs paper money and coinage. Please note I also own stock in the company PayPal (symbol “PYPL”) and Square (”SQ”) given the success and reach of digital online payment platforms.

The Dollar Index now sits at 95.64. Over the past twelve months it has traded between 93 and 100. The dollar has appeared to be range-bound in this area. The latest global economic data failed to indicate economic improvement in the United States and in other geographies throughout the world. We should see the US Dollar act as a safe haven.

Gold closed the week at the $1,340 per ounce. The global phenomena of negative interest rates on sovereign debt in many parts of the world are giving support to the price of Gold. In the past week, the Gold and Silver Miner equities rose meaningfully, but less then I would have expected. I believe there is much more room to the upside for these equity holdings. Given the continued global uncertainty and currency volatility issues that exist, I do see material price increases for gold and silver in the foreseeable future and for Gold to advance much higher above the $1,300 level. I will therefore maintain my PM positions to offset potential equity price declines from the broader market.

The Ten-year bond yield dropped dramatically and closed at 1.44%. We are now at the low yields last seen in 2012 (1.64%). The economic signals I see from the latest government releases show an economy that is contracting. The behavior of the Bond market is confirming that economic slowness. Of concern is a flattening of the yield curve (recession) and the absence of economic activity that a steeper yield curve, if we had one, would indicate. Again, the safety trade of the US is a dominant theme, and yields may fall further as the safety and liquidity of the U.S. market is sought.

Commodities: This week we saw the CRB commodities index remain flat. The softness in economic demand factors and the rise in the value of the U.S. Dollar are negatives for the pricing of Oil and the Industrial commodities.

The High Yield vs Investment Grade spread contracted in support of a rising market and a risk-on trade. We closed this week at a spread of 4.059% and the indication was to take risk-on. Over the past two weeks the range has been 3.94% to 4.352%. High Yield is at 6.768% and Investment Grade is at 2.709%. If the oil market holds the price of a barrel near the $50 mark or higher, the health of high yield market should continue to improve. A fall in oil will be problematic for the High Yield market and a general negative for the overall market.

That about covers it for this week.

As always, have a great week!

Tom

Preservation of Wealth and the Return of Capital

Tom Connolly’s Equity Market Forecast
for the upcoming week beginning June 27, 2016
With Market Questions and Answers

Summary Comments:

The analyst cash flow revisions to their full year 2016 company estimates are arriving and they are not pretty. The political world is feeling tremors in every corner of the globe. Economic results are uninspiring and flat lining, currency markets are volatile, and credit markets are entirely dependent on Central Bank policies.

In this environment we have equities at valuations that are expensive, justified by the “professional” traders as rational because of the pursuit of yield that is best found in dividends versus interest coupons. I see nothing in any of this that tells me this will end well, or that we will escape a dramatic revaluation lower that must happen if we are to rebuild a foundation that is stable and supportive of organic growth. Preservation of Wealth and the Return of Capital is today more important than the Return on Capital. Remember that!

Prior week’s investing activity:

Prudence versus being a Cowboy dominated my investing this past week. Through the close of the U.S. markets on Thursday, I ignored the noise around the UK vote on remaining in or leaving the European Union. Instead I focused on the markets valuation and the behavior of the market coming into the vote. By Thursday I was convinced that being short the market was a winning strategy regardless of the Brexit outcome. Why? Because the pre-vote buying activity by market participants to get ahead of what they believed would be a rally on Friday from a UK vote to Remain would, to me, only result in a buy the rumor sell the news moment given the expensive nature of the market. Profits in this case would be had from selling before Friday even if the UK vote went as the experts projected. On the flip-side, if the vote in the UK resulted in an Exit, the market would sell-off as well. It seemed pretty straight-forward that the correct move by Thursday was to short the market. I did so, and the results are reflected below.

My portfolio’s YTD performance vs the market and its current composition as of June 24, 2016, are as follows:

Connolly portfolio YTD gain as of June 24, 2016 equals + 8.75%
S&P 500 Index YTD loss as of June 24, 2016 equals – 0.32%
NASDAQ Index YTD loss as of June 24, 2016 equals – 5.98%

The Portfolio’s composition as of June 24, 2016 is as follows:
• Cash 44.3%
• Equities 38.0%
• Gold 14.2%
• Fixed Income 3.5%

Forecast for the coming week:

I expect more turbulence in the markets and some form of intervention into the normal operations of the market by governmental authorities. Margin call pressures, portfolio re-balancing, quarter-end positioning, and high degrees of uncertainty in an expensive market indicate to me that we will continue to see pressure to the downside. The likely swings in the market, both higher and lower, could be dramatic, but the overriding path is lower. I will be keenly focused on my portfolio’s position and adjustments to that position given the events to come. With the potential for unanticipated Central Bank actions, one must not get too aggressive and only focused on profiting from a market move lower. Prudence and active management in the near-term is required to protect the value of your Capital. I will act accordingly with a heightened degree of discipline dominating my every move this week. Healthy positions in cash are advisable.

Market Questions and Answers

What are DJIA, DJT, DJU, S&P and NASDAQ metrics indicating?

The Dow Jones Industrial Average, the S&P 500 Index, the NASDAQ index and the Dow Jones Transports are all in a downtrend channel. The large declines on Friday brought all of the above noted indexes to points of lower resistance, except for the DJT which broke through resistance. These indexes have been in a decline for more than a year, choppy in action, but in a persistent decline. If the current level does not hold at these resistance points, the declines would become more meaningful. I do not expect the resistance points to hold.

The Relative Strength readings have now declined into the low 40’s and upper 30’s. They reflect a trending market lower as the RS indicators have been declining for the past seven weeks. This is a sign of the market losing momentum as it digests the large increases off of the February lows. The prior highs were not exceeded and the move lower brings into question the market risk of a rush to the exits. I do not see the market as being resilient in its current state, and the level of down points in the RS index are insufficient to indicate a bottom is at hand.

Price Earnings multiples are close to 23.55X for the S&P 500 and 18.60X for the DJIA, indicating an expensive market to invest in at these levels.

The DJT remains in a declining chart pattern. It has been a leading indicator of the broader market. The continued selling of the Transports is a strong negative for the overall market.

The DJU has moved to a new high as investors seek yield reflecting the cautionary investing strategy of a market that poses greater risk then reward for investing in growth oriented businesses. Safety is being sought.

What is the current score on the “Market Tells metric”?

The Market Tell indicator, which is a comparison of the market’s current cash flow and valuation metrics to its historic medians, closed the week at negative 71. On Thursday, at the market close and ahead of the Brexit vote, it gave a reading of negative 128 which clearly pointed to an extended and over-valued market that was in need of a correction lower. As an FYI, when we have a high positive reading this is a strong buy signal and when we have a high negative reading it is a strong sell signal. The -71 reading indicates an expensive market. The highest negative reading here was -182 on November 6, 2015. The strongest positive reading was +28.5 on February 12, 2016. Last year at this time (June 26, 2015) the reading was -131, which foretold the summer of 2015 declines in equity prices. We are at a similar place with declining cash flow estimates for the year occurring when high current multiples characterize the market.

The Portfolio’s Cash flow multiple based on expected 2016 full year results is 18.16X. This is a relatively high reading of price to cash flow when compared to the historic median of 16.96X. This does not reflect an extreme overvalued market (not a “bubble”) based on historic fundamental comparisons, but in the context of the surrounding economic and market data it is a value that is unsustainable. Additionally, the revisions to the cash flow forecasts that came in this week were strongly negative. The expectation of earnings and cash flows are falling in a market that desperately needs improving operating performance to justify its current value. This does not bode well for equity price appreciation from this point forward.

Comparing current equity prices as the week closed on the 187 portfolio companies to their Discounted Cash Flow values indicates 71 companies were priced above their DCF value which exceeds the historic average of 61 for the portfolio. This supports an expected fall in the market as more companies have become overvalued and need to correct lower. The market declines on Friday drove the negative DCF count to 67, but the downward revisions of cash flow growth expectations that came in after the market closed pushed the Negative DCF count back up to 71. This is troublesome.

The dollar spread between the Current Price and the Discounted Cash Flow price utilizing 2017 cash flow projections on the 187 Portfolio Companies is now at $19.04. The difference or spread today is below the historic median of $22.42. A higher spread indicates greater value to invest in whereas a lower spread indicates subpar returns will be realized from investing at current prices. In this environment it should be apparent that future performance has been pulled into the current pricing in a manner that reduces potential gains absent a significant improvement in future earnings and cash flows.

What is the position of the weekly net up down Vol/Issues?

The week’s volume and issues continue to reflect divergent views. Volume tracked the index point declines, supporting the move lower. Issues did not support the move lower, with more issues advancing for the week then declining. My instincts and experience tell me this is a reflection of the one-day large decline in index points that is unbounded as compared to the number of issues that can move on any one day which is bounded. I expect this to resolve itself with volume leading the direction and with issues playing catch-up as more and more issues experience share price declines that better align volume and issues with the broader market index moves.

What are the daily point vs issues and point vs volume measures indicating up or down?

The daily metrics of (1) index point moves being supported by the daily advancing or declining volume, and (2) the index point moves being supported by the daily rising and falling number of issues traded, appear to be in a transition stage from being directionally upward in nature to more neutral. If this persists and soon begins to move with a downward trajectory, it will confirm a move lower in the overall market. This is something to watch in the weeks to come.

Where are the NYSE New Highs and Lows moving toward?

On Friday we reached a total of 75 New 52 week Lows for the day. This is the highest number of daily new lows since February 2016, the markets last bottom, which was more than 1,000 points lower in the DJIA than now. The New Highs and New Lows this past week in both the NYSE and the NASDAQ indicate a loss of upside momentum consistent with the week’s index declines.

How well are Market Tells correlating with Market trading internals?

The technical market internal indicators are moving to be more aligned with the move lower, and are reacting in a way that conforms to a market that needs to correct to address the negative reading in the Market Valuation Tells.

What is the composite reading of the Calendar, Environment, Duration, Action, Trend, Emotion and Valuation Index (“CEDATEV”)?

The reading is -7. This score reveals a market that is turning lower, one that is showing bear market tendencies in the face of expensively priced stocks and bonds, poor economic results, and a world of increasing political uncertainty. The range is from +7 to -7 and we are at an extreme negative level. Contributors are:

Negative in the following areas:
Calendar
Environment
Duration
Action
Trend
Emotion
Valuation

Positive in the following areas:
None

Neutral in the following areas:
None

Other:

Bitcoin declined this week to $631 per coin from $760 per coin last week. The continued volatile movement in this digital currency is telling us something important. I believe it is the economic and political turbulence in world markets that is creating buying and selling here, and it reflects a foreshadowing of greater uncertainty and loss of confidence in the Central Banks of the world. Something is happening in the alternative currency sphere that should not be ignored in terms of the implications for the broader financial markets. The per unit value based in the low $400 area over the past four months. Over the past year, the price has increased by over 200% from the $230 area. I hold a position in Bitcoin as we move closer to digital currencies vs paper money and coinage. Please note I also own stock in the company PayPal (symbol “PYPL”) and Square (”SQ”) given the success and reach of digital online payment platforms.

The Dollar Index now sits at 95.54. Over the past twelve months it has traded between 93 and 100. The dollar has appeared to be range-bound in this area. The latest global economic data failed to indicate economic improvement in the United States and in other geographies throughout the world. Coupling this with the historic moves on Friday in the currency markets, and the likely action in response by the Central Banks of Japan, Europe, China and the U.S., we should see the US Dollar act as a safe haven.

Gold closed the week at the $1,319.10 per ounce. The global turbulence this week in the financial markets and the phenomena of negative interest rates on sovereign debt in many parts of the world are giving support to the price of Gold. In the past week, the Gold and Silver Miner equities rose meaningfully, but less then I would have expected. I believe there is much more room to the upside for these equity holdings. Given the continued global uncertainty and currency volatility issues that exist, I do see material price increases for gold and silver in the foreseeable future and for Gold to advance much higher above the $1,300 level. I will therefore maintain my PM positions to offset potential equity price declines from the broader market.

The Ten-year bond yield closed at 1.56%. We are now at the low yields last seen in 2012 (1.64%). The economic signals I see from the latest government releases show an economy that is contracting. The behavior of the Bond market is confirming that economic slowness. Of concern is a flattening of the yield curve (recession) and the absence of economic activity that a steeper yield curve, if we had one, would indicate. Again, the safety trade of the US is a dominant theme, and yields may fall further as the safety and liquidity of the U.S. market is sought.

Commodities: This week we saw the CRB commodities index fall to 485. The softness in economic demand factors and the rise in the value of the U.S. Dollar are negatives for the pricing of Oil and the Industrial commodities.

The High Yield vs Investment Grade spread made a meaningful move on Friday as it reversed the narrowing and tighter spreads that were indicating Risk-On was the right place to be. We closed this week at a spread of 4.321% and the indication was to take risk-off. Over the past two weeks the range has been 3.94% to 4.352%. The bottoming and potential rise of the HY/IG spread is a negative for equities. High Yield is at 7.125% and Investment Grade is at 2.804%. If the oil market holds the price of a barrel near the $50 mark or higher, the health of high yield market should continue to improve. A fall in oil, which we witnessed this week, will be problematic for the High Yield market and a general negative for the overall market.

That about covers it for this week.

As always, have a great week!

Tom

Equity Portfolio Activity for the Week Ended June 24, 2016

Equity Portfolio as of June 24, 2016

Commentary: The market rallied higher during the week through Thursday which resulted in a market that was nearing an extreme in valuation. Accordingly, I added materially to various short positions on Thursday, even with the expectation that the BREXIT vote would fail resulting in Great Britain remaining a part of the European Union. To my surprise, the BREXIT vote succeeded which resulted in global market dislocations on Friday.

As Thursday night began to unfold the British Pound initially strengthened in anticipation of Great Britain staying within the EURO Union. It climbed to over 1.5 USD to the pound at which point I began to sell the GB short. By 11:00 PM on Thursday it was becoming clear that the tide in favor of BREXIT was winning and the markets began to fall. I closed the GBP position at a profit and trimmed the Volatility position taking in gains. As the market closed on Friday, I made the decision to hold a material position in various financial instruments that will benefit from further market turbulence and declines. I believe the equity market will continue to decline in search of a new lower point of equilibrium. Future decisions to close the positions that benefit from a market decline will be made in the coming days and weeks as market valuations move back in line with what I deem to be fair value and/or market internals indicate a change in momentum to the upside. Absent such changes, the volatility and short positions should prove to be rewarding.

Good Luck and have a great week!

New Additions

1. Morgan Stanley
2. Netflix Put Options
3. S&P 500 Put Options July 29 Expiration

Increase in Holdings

1. Proshares Ultra Short S&P 500
2. S&P E-Mini Short Futures Contract September Expiration

Complete Dispositions

1. None

Partial Decrease in Holdings

1. Proshares Ultra Short VIX

Overall Equity Portfolio holdings

1. Alamos Gold
2. ASA
3. Arm Holdings
4. Bank of America
5. Bank of America Preferred C
6. BB&T Corp
7. Brocade
8. Brookfield Total Return
9. Chevron
10. Con Ed
11. CISCO
12. Corning
13. Daktronics
14. Disney
15. Eastman Chemical
16. Endo Int’l
17. Ericsson
18. First Solar
19. Ford
20. General Electric
21. Golar LNG
22. GreatBatch
23. Greenbrier
24. Halliburton
25. Hecla Mining
26. Hershey
27. Ingredion
28. IROBOT
29. Jabil Circuit
30. JP Morgan
31. JP Morgan Preferred D
32. Legg Mason
33. Matson
34. Microsoft
35. MTN Group
36. New Gold
37. Noble Corp
38. Nokia
39. Nordic American Tanker
40. Norfolk Southern
41. Nucor
42. PayPal
43. Phillips 66
44. Pro Shares Ultra Short S&P 500 – Increased position
45. Pro Shares Ultra VIX Short – Decreased position
46. Qualcomm
47. Reaves Utility Income Fund
48. S&P E-mini short futures – Increased position
49. S&P 500 July Put Options – Opened New position
50. Sarepta Therapeutics
51. Square Inc
52. Synaptics
53. Ten Cent Holdings
54. Tessera Technologies
55. Tetra Technologies
56. Travelers
57. Twitter
58. Viacom
59. Wells Fargo
60. Yum! Brands

Upside Down Environment

Tom Connolly’s Equity Market Forecast
for the upcoming week beginning June 20, 2016
With Market Questions and Answers

Summary Comments:

The level of uncertainty in the world’s financial markets is extremely high. There is no clarity or uniformity of view as to whether we are on the path to a better or worse economic state. The actions of governmental institutions result in less and less positive economic impact. The issues and problems we faced coming out of the Great Recession are still with us but now they appear to be more global in nature. The rates of return on investment today are at minimal reward levels for the risk accepted, more so than at any time in my investment life. I do not have a crystal ball to show me how this will all turn out, but I am finding it harder and harder to see a natural progression to a better economic world from where we are now. Accordingly, I now take on more risk with positions that benefit from falling markets than I do from positions that would benefit from rising markets. We are in an upside down environment.

Prior week’s investing activity: My activity this past week was dominated by buying and selling positions that capitalized on market volatility and in particular market declines. I closed the week with smaller short positions than when I began the week, but a larger volatility position.

My portfolio’s performance and composition for the YTD period ending and ended on June 17, 2016, are set forth below:

YTD Connolly portfolio gain as of June 17, 2016 equals + 5.81%
S&P 500 Index YTD gain as of June 17, 2016 equals + 1.33%
NASDAQ Index YTD loss as of June 17, 2016 equals – 4.14%

The Portfolio’s composition as of June 17, 2016 is as follows:
• Cash 45.8%
• Equities 36.8%
• Gold 13.8%
• Fixed Income 3.6%

Forecast for the coming week: The inconsistencies of the World’s Central Banks in terms of policy and the upcoming Great Britain vote on continued participation as a member of the European Union are holding the market hostage in the face of economic malaise. The general expectation is that the market will rally hard if Britain votes to remain in the Union. If it happens, I do not see that outcome to be of a long lasting positive market dynamic. Accordingly, I may manage my investments early in the week to capture profits that are offered from uncertainty to arrive at a pre-vote position that is more neutral than biased to the downside. After the vote outcome is realized and the market reacts, I will reassess my holdings and invest where I see the greatest value opportunity.

Market Questions and Answers

What are DJIA, DJT, DJU, S&P and NASDAQ metrics indicating?

The indexes, other than the Dow Jones Utility average, were all down this week. From a chart perspective the picture is weak, with trends pointing lower.

The Relative Strength readings are now in the 50s, reflecting a trending market lower as the RS indicators have been declining for the past six weeks. This is a sign of the market losing momentum as it digests the large increases off of the February lows. The prior highs were not exceeded and the move lower brings into question the market risk of a rush to the exits in the face of any unexpected bad news. I do not see the market as being resilient in its current state.

Price Earnings multiples are close to 24X for the S&P 500 and 19X for the DJIA, indicating an expensive market to invest in at these levels.

The DJT remains in a declining chart pattern. It has been a leading indicator of the broader market, and with the rotational trading that has been taking place, a return to the selling of the Transports would be a strong negative for the overall market.

The DJU has moved to a new high as investors seek yield reflecting the cautionary investing strategy of a market that poses greater risk then reward for investing in growth oriented businesses. Safety is being sought.

What is the current score on the “Market Tells metric”?

The Market Tell indicator, which is a comparison of the market’s current cash flow and valuation metrics to its historic medians, closed the week at negative 91. When we have a high positive reading this is a strong buy signal and when we have a high negative reading it is a strong sell signal. The -91 reading indicates an expensive market. The highest negative reading here was -182 on November 6, 2015. The strongest positive reading was +28.5 on February 12, 2016. Last year at this time (June 19, 2015) the reading was -133, which foretold the summer of 2015 declines in equity prices. We are at a similar place with declining cash flow estimates for the year in the face of high current multiples that yield negative Market Tell readings.

The Portfolio’s Cash flow multiple based on expected 2016 full year results is 18.37X as compared to last week’s 18.58X. These are relatively high readings of price to cash flow when compared to the historic median of 16.92X. This does not reflect an extreme overvalued market (not a “bubble”) based on historic fundamental comparisons, but in the context of the surrounding economic and market data it is a value that is unsustainable.

Comparing current equity prices as the week closed on the 187 portfolio companies to their Discounted Cash Flow values indicates 71 companies were priced above their DCF value which exceeds the historic average of 61 for the portfolio. This supports an expected fall in the market as more companies have become overvalued.

The dollar spread between the Current Price and the Discounted Cash Flow price utilizing 2017 cash flow projections on the 187 Portfolio Companies is now at $18.01. The difference or spread today is below the historic median of $22.41. A higher spread indicates greater value to invest in whereas a lower spread indicates subpar returns will be realized from investing at current prices. In this environment it should be apparent that future performance has been pulled into the current pricing in a manner that reduces potential gains absent a significant improvement in future earnings and cash flows.

What is the position of the weekly net up down Vol/Issues?

The week’s volume and issues are caught in this ever swirling change in direction. One day the internals are pointing to support of a rising market to only switch to a divergent position supporting a market decline. This is a very uncertain market that will resolve itself in a way that breaks out of the range either to the upside or downside. The other market and technical indicators lead me to be biased to a breakout to the downside.

What are the daily point vs issues and point vs volume measures indicating up or down?

The daily metrics of (1) index point moves being supported by the daily volume in rising and falling issues, and (2) the index point moves being supported by the daily rising and falling number of issues traded were both meaningfully supportive of a market direction to the upside.

Where are the New Highs and Lows moving toward?

The New Highs and New Lows this past week in both the NYSE and the NASDAQ indicated a loss of upside momentum consistent with the week’s index declines.

How well are Market Tells correlating with Market trading internals?

The technical market internal indicators are moving to be more aligned with the move lower, and are reacting in a way that conforms to a market that needs to correct to address the negative reading in the Market Valuation Tells.

What is the composite reading of the Calendar, Environment, Duration, Action, Trend, Emotion and Valuation Index (“CEDATEV”)?

The reading is -7 as this rise shows fatigue and topping in the face of an expensive market and political uncertainty. Range is from +7 to -7. Contributors are:

Negative in the following areas:
Calendar
Environment
Duration
Action
Trend
Emotion
Valuation

Positive in the following areas:
None

Neutral in the following areas:
None

Other:

Bitcoin rose again this week to $760 per coin. The continued rise in this digital currency is telling us something important. I believe it is the economic and political turbulence in world markets that is creating demand here, and it reflects a foreshadowing of greater uncertainty and loss of confidence in the Central Banks of the world. Something is happening in the alternative currency sphere that should not be ignored in terms of the implications for the broader financial markets. The per unit value based in the low $400 area over the past three months. Over the past year, the price has increased by over 200% from the $230 area. I hold a position in Bitcoin as we move closer to digital currencies vs paper money and coinage. Please note I also own stock in the company PayPal (symbol “PYPL”) and Square (”SQ”) given the success and reach of digital online payment platforms.

The Dollar Index now sits at 94.43. Over the past twelve months it has traded between 93 and 100. The dollar has appeared to be range-bound in this area, but the latest global economic data failed to indicate economic improvement in the United States, and likewise softness in other geographies throughout the world, which pressured the dollar lower. A break under 93 brings us into a void area where there is no support until we get to the 88 area. Additionally, the Chinese currency is pegged to the US Dollar, so a decline in the dollar helps currencies that are pegged to the dollar become more competitive in world trade. This dollar decline eases pressure on the Chinese authorities and Emerging Markets, but exacerbates the global pressures on other non-dollar based countries to compete based on their currencies relative value. Declines in the dollar elicit government responses to lower values of other currencies. This drives investments to non-paper holdings and feeds price rises in precious metals and digital currencies. Paying attention to the movement of the dollar is important given the fragile state of the global economy.

Gold closed the week at the $1,301.60 per ounce. The decline in the dollar’s relative value and the view that the Central Banks will continue to ease in the face of slowing economic growth are leading investors to seek the perceived safety of hard assets such as Gold and Silver. In the past week, the Gold and Silver Miner equities moved counter to the move in the metals, yet this seemed more in line with raising cash then a negative indicator of the future price increase of the metals. Given the continued global uncertainty and currency volatility issues that exist, I do see material price increases for gold and silver in the foreseeable future and for Gold to advance higher above the $1,300 level. I will therefore maintain my PM positions to offset potential equity price declines from the broader market.

The Ten-year bond yield closed at 1.61%. We are now at the low yields last seen in 2012 (1.64%). The economic signals I see from the latest government releases show an economy that is contracting. The behavior of the Bond market is confirming that economic slowness. Of concern is a flattening of the yield curve (recession) and the absence of economic activity that a steeper yield curve, if we had one, would indicate. We are below the weekly closing low for the calendar year that occurred on April 8 at 1.72%, and are still below the 2015 year-end rate of 2.27%.

Commodities: As this week closed and the dollar weakened, we saw the CRB commodities index rise to 491.32. We are now at levels last seen in July 2015. This is great for Emerging Markets as they derive so much of their economic wealth from raw material mining and exporting. However, the softness in other economic demand factors may be indicating that this rise is more currency related than vibrancy of demand related.

The High Yield vs Investment Grade spread appears to have formed a near-term bottom. We closed this week at 4.261%. Over the past two weeks the range has been 3.929% to 4.352%. The bottoming and potential rise of the HY/IG spread is a negative for equities. High Yield is at 7.101% and Investment Grade is at 2.84%. If the oil market holds the price of a barrel near the $50 mark or higher, the health of high yield market should continue to improve. A fall in oil, which we witnessed this week will be problematic for the High Yield market and a general negative for the overall market.

That about covers it for this week.

As always, have a great week!

Tom

Equity Activity for the week ended June 17, 2016

Equity Portfolio as of June 17, 2016

Commentary: I did not post my trades for the week ended June 10, 2016 as the weekend was consumed with celebrating my daughter’s birthday.

Last week presented great opportunities, but they were only to be realized with the employment of discipline and rules based investing. The greatest returns for me were from entering and exiting positions at maximum value based on when the technical indicators gave strong “Stay” or “Go” signals. As the week closed, my investing decisions resulted in meaningful gains arising from short equity positions, increases in precious metal and volatility positions, and opportune small equity buys for the long-term. A very volatile market within a narrow band is our present state and I have moved assets in concert with this environment. I do not see a calming of the waters in the near future, and do expect the volatility to increase and for the range of the moves to expand. I will act accordingly with the goal of profiting from the volatility while protecting my capital base.

Good Luck and have a great week!

New Additions

1. Alphabet (Google)

Increase in Holdings

1. Alamos Gold
2. Golar Limited
3. Hecla Mining
4. New Gold Inc
5. Nokia
6. PayPal
7. Proshares Ultra Short VIX
8. Square
9. Synaptics

Complete Dispositions

1. GLD
2. S&P 500 Put Options

Partial Decrease in Holdings

1. Proshares Ultra Short S&P 500
2. S&P E-Mini short contracts

Overall Equity Portfolio holdings

1. Alamos Gold – Increased position
2. ASA
3. Arm Holdings
4. Bank of America
5. Bank of America Preferred C
6. BB&T Corp
7. Brocade
8. Brookfield Total Return
9. Chevron
10. Con Ed
11. CISCO
12. Corning
13. Daktronics
14. Disney
15. Eastman Chemical
16. Endo Int’l
17. Ericsson
18. First Solar
19. Ford
20. General Electric
21. GLD – Closed position
22. Golar LNG – Increased position
23. GreatBatch
24. Greenbrier
25. Halliburton
26. Hecla Mining – Increased position
27. Hershey
28. Ingredion
29. IROBOT
30. Jabil Circuit
31. JP Morgan
32. JP Morgan Preferred D
33. Legg Mason
34. Matson
35. Microsoft
36. MTN Group
37. New Gold – Increased position
38. Noble Corp
39. Nokia – Increases position
40. Nordic American Tanker
41. Norfolk Southern
42. Nucor
43. PayPal – Increased position
44. Phillips 66
45. Pro Shares Ultra Short S&P 500 – Decreased position
46. Pro Shares Ultra VIX Short – Increased position
47. Qualcomm
48. Reaves Utility Income Fund
49. S&P E-mini short futures – Decreased position
50. S&P 500 July Put Options – Closed position
51. Sarepta Therapeutics
52. Square Inc – Increased position
53. Synaptics – Increased position
54. Ten Cent Holdings
55. Tessera Technologies
56. Tetra Technologies
57. Travelers
58. Twitter
59. Viacom
60. Wells Fargo
61. Yum! Brands

Equity Activity for the Week Ended June 3, 2016

Equity Portfolio as of June 3, 2016

Commentary: The market churned this week without making much progress up or down. There were strong moves lower that reversed during each of the days the declines occurred. It was a week of being patient. As it churned, I rated a number of equities and found a few that rose to the top. I planned to add them after a market pull-back but after some thought decided to nibble at each to establish them in the portfolio for the long-term. I also added meaningfully on Thursday to the gold and silver miners in anticipation of a rise in the physical metals. That move was rewarded on Friday. On the short side, I added strategically to the hedges in place for the perceived risk of a market pull-back in reaction to its over-valued nature and the weak economic data that populates our current environment. A net gain for the week was realized largely driven by the rise in the price of gold.

Good Luck and have a great week!

New Additions

1. Daktronics
2. Jabil Circuit
3. Legg Mason
4. Noble Corp
5. Sarepta Therapeutics
6. S&P 500 July Put options
7. Tessera Technologies
8. Tetra Technologies

Increase in Holdings

1. Alamos Gold
2. Brookfield Total Return
3. Hecla Mining
4. New Gold Inc
5. Proshares UltraPro Short S&P 500
6. Proshares Ultra VIX Short

Complete Dispositions

1. Yahoo!
2. Zimmer Biomet Holdings

Partial Decrease in Holdings

1. Synaptics

Overall Equity Portfolio holdings

1. Alamos Gold – Increased position
2. ASA
3. Arm Holdings
4. Bank of America
5. Bank of America Preferred C
6. BB&T Corp
7. Brocade
8. Brookfield Total Return – Increased position
9. Chevron
10. Con Ed
11. CISCO
12. Corning
13. Daktronics – Opened New Position
14. Disney
15. Eastman Chemical
16. Endo Int’l
17. Ericsson
18. First Solar
19. Ford
20. General Electric
21. GLD
22. Golar LNG
23. GreatBatch
24. Greenbrier
25. Halliburton
26. Hecla Mining – Increased position
27. Hershey
28. Ingredion
29. IROBOT
30. Jabil Circuit – Opened New Position
31. JP Morgan
32. JP Morgan Preferred D
33. Legg Mason – Opened New Position
34. Matson
35. Microsoft
36. MTN Group
37. New Gold – Increased position
38. Noble Corp – Opened New Position
39. Nokia
40. Nordic American Tanker
41. Norfolk Southern
42. Nucor
43. PayPal
44. Phillips 66
45. Pro Shares Ultra Short – Increased position
46. Pro Shares Ultra Vix Short – Increased position
47. Qualcomm
48. Reaves Utility Income Fund
49. S&P E-mini short futures
50. S&P 500 July Put Options – Opened New position
51. Sarepta Therapeutics – Opened New position
52. Square Inc
53. Synaptics – Reduced position
54. Ten Cent Holdings
55. Tessera Technologies – Opened New position
56. Tetra Technologies – Opened New position
57. Travelers
58. Twitter
59. Viacom
60. Wells Fargo
61. Yahoo – Closed position
62. Yum! Brands
63. Zimmer Biomet Holdings – Closed position

The Final Countdown

Tom Connolly’s Equity Market Forecast
for the upcoming week beginning June 6, 2016
With Market Questions and Answers

Summary Comments:

I believe we are in the Final Countdown to a large move one way or the other. A blow-off top or a break down lower that may prove to be dramatic is in the cards. Broad support for a move higher is present and consistent in terms of Advancing Volume and Issues, coupled with New Highs and Lows validating the gains. These facts represent a movement of money into equities that strikes me as being oblivious to the broader economic and fundamental conditions that are clearly not supportive of current equity prices. This type of behavior is characteristic of a next phase blow-off top to bring us to “bubble” territory, a state we are not at presently. It calls for caution and prudence.

Below are the various contributions to the development of my view that we are in a very high risk state. Across the board from: (1) the movement of investing to non-paper means of value (ie Bitcoin, gold, real estate, etc); to (2) the decline in currencies, the decline in bond yields, the declining rates of change in economic measures and the rise in commodities, all undermine the future returns to be realized from holding equities. As you read the individual pieces below, please keep in mind that I do hold a meaningful equity position in companies that provide me a blended dividend yield of over 3%, and as such I do not want to see an equity market decline. But the state of things is such that I have complimented my equity holdings with short hedges and with precious metal investments to offset the potential negative effects of future equity price declines.

Finally, in these summary comments, I feel it necessary to say that the requirements to bring about a high level of confidence that the investing future will be positive and robust are simply not present today. We do not have expanding earnings and cash flows. We have a Bond market and a Foreign exchange market that are signaling problems, yet our equity market behaves as if the highest intelligence in the room, Bonds and FX, have it wrong this time. It is not different this time, and taking the lead from the Fixed income and Currency markets may prove to be the best decision one can make.

Prior week’s investing activity: During the past week I was very active in moving capital amongst various asset classes. I meaningfully increased my precious metal positions on Thursday, while adding to short positions in the option market and in increasing positions that are based on ETFs that profit on market declines and on increases in market volatility.

My portfolio’s performance and composition for the YTD period ending and ended on June 3, 2016, are set forth below:

YTD Connolly portfolio gain as of June 3, 2016 equals +2.72%
S&P 500 Index YTD gain as of June 3, 2016 equals +2.70%
NASDAQ Index YTD loss as of June 3, 2016 equals -1.30%

The Portfolio’s composition as of June 3, 2016 is as follows:
• Cash 47.7%
• Equities 37.2%
• Gold 11.5%
• Fixed Income 3.6%

Forecast for the coming week: I believe we are set-up for a big move and would not be surprised to see it begin this coming week. This past Friday’s US employment report should have been market moving. It was in the fixed income and currency arena, but not in equities. I believe equities are digesting a lot of information and in this state of digestion has not settled on direction. I expect that to be resolved very shortly. The path lower seems most likely from here, however, a blow-off move higher cannot be ignored given the strength of the market in the face of the poor economic data. While both scenarios are possible, my expectation is that we are close to a point in time when the market makes those investors who have been ignoring weakness in the fundamentals to be made to regret being on the long side in an over-weighted fashion.

My focus to improve returns on invested capital will concentrate on the downward turn that is needed to return to a balanced risk reward profile that supports capital investment. If we are to maintain current equity values and possibly increase them, we need an acceleration in revenues and earnings. Should we fail to realize this acceleration the market will reset lower to bring cost of investment in line with desired return on investment. Presently the market projections of earnings and revenue growth for 2016 and 2017 do not reflect the needed growth, so we need surprises to the upside to avoid the anticipated equity index decline that I see as the most likely outcome from today’s levels.

Market Questions and Answers

What are DJIA, DJT, DJU, S&P and NASDAQ metrics indicating?

The indexes were mixed this week. Some moved higher, some lower and some stayed relatively constant. This is a market in search of a theme to either move higher more broadly or to reset lower more broadly. Which equity index will prove to be the leader?

The Relative Strength readings remain in the 60s, reflecting a trending market higher (a reading above 50 points to an upward trend). However, the RS readings have been declining over the past month when they previously read in the high 70’s to low 80’s. It should be noted that in five of the last six weeks the DJIA closed lower than the prior week. For the NASDAQ, the moves were evenly split with three up weeks and three down weeks over the past six weeks. Again, who will ultimately lead the other?

Price Earnings multiples are north of 24X for the S&P 500 and 19X for the DJIA, indicating an expensive market to invest in at these levels.

The DJT remains in a declining chart pattern. It has been a leading indicator of the broader market, and with the rotational trading that has been taking place, a return to the selling of the Transports would be a strong negative for the overall market.

The DJU has moved to a new high as investors seek yield reflecting the cautionary investing strategy of a market that poses greater risk then reward for investing in growth oriented businesses. Safety is being sought.

What is the current score on the “Market Tells metric”?

The Market Tell indicator, which is a comparison of the market’s current cash flow and valuation metrics to its historic medians, closed the week at negative 116, a negative rise from the prior week’s reading of negative 104. When we have a high positive reading this is a strong buy signal and when we have a high negative reading it is a strong sell signal. The -116 reading indicates a very expensive market. The highest negative reading here was -182 on November 6, 2015. The strongest positive reading was +28.5 on February 12, 2016. Last year at this time (June 5, 2015) the reading was -82, which foretold the summer of 2015 declines in equity prices.

The Portfolio’s Cash flow multiple based on expected 2016 full year results is 18.71X as compared to last week’s 18.57X. These are relatively high readings of price to cash flow when compared to the historic median of 16.92X. This does not reflect an extreme overvalued market (not a “bubble”) based on historic fundamental comparisons, but in the context of the surrounding economic and market data it is a value that is unsustainable. Why unsustainable? Because it is one that conflicts with the environment of prior extreme positions from the perspective that those historic positions had economic vibrancy driving the enthusiastic buying of financial instruments, whereas today we have economic malaise in a highly priced market as investors search for returns above the negligible returns of fixed income and other alternative investments. As it has been said, when the tide goes out we find out who is naked from chasing returns that are not based on fundamental value. To this mind, the tide is receding.

Comparing current equity prices as the week closed on the 187 portfolio companies to their Discounted Cash Flow values indicates 69 companies were priced above their DCF value which exceeds the historic average of 60 for the portfolio. This supports an expected fall in the market as more companies have become overvalued.

The dollar spread between the Current Price and the Discounted Cash Flow Price utilizing 2017 cash flow projections on the 187 Portfolio Companies has narrowed and is now at $16.58, pulling back from the February high of $25.14. A higher spread indicates greater value to invest in whereas a lower spread indicates subpar returns will be realized from investing at current prices. The difference today is below the historic median of $22.39. In this environment it should be apparent that future performance has been pulled into the current pricing in a manner that reduces potential gains absent a significant improvement in future earnings and cash flows.

What is the position of the weekly net up down Vol/Issues?

The week’s volume and issues were not aligned with the index point moves. The volume and issues over the past five days provide a deepening support for the market to move higher during a week where the market did not advance. This typically presages a meaningful breakout to the upside in the days to come.

What are the daily point vs issues and point vs volume measures indicating up or down?

The daily metrics of (1) index point moves being supported by the daily volume in rising and falling issues, and (2) the index point moves being supported by the daily rising and falling number of issues traded were both meaningfully supportive of a market direction to the upside.

Where are the New Highs and Lows moving toward?

The New Highs and New Lows this past week in both the NYSE and the NASDAQ indicated a continued improvement in market action and a rotation between industry sectors. Signs here point to higher prices given the broadening of participation in the various stock exchanges.

How well are Market Tells correlating with Market trading internals?

The technical market internal indicators are very supportive of rising equity prices whereas the Market Valuation Tells are strongly indicating the need for a price correction lower. At some point either better revenue and earnings will arise to better align value and price or the market will reprice equities lower to bring them in line with their economic value. The economic data that is currently available in the market strongly points to lower prices.

What is the composite reading of the Calendar, Environment, Duration, Action, Trend, Emotion and Valuation Index (“CEDATEV”)?

The reading is -4 as this rise shows fatigue and topping in the face of an expensive market and political uncertainty. Range is from +7 to -7. Contributors are:

Negative in the following areas:
Calendar
Environment
Duration
Trend
Valuation

Positive in the following areas:
Action

Neutral in the following areas:
Emotion

Other:

Bitcoin rose again this week to $575 per coin. The continued rise in this digital currency is telling us something important. I believe it is the economic and political turbulence in world markets that is creating demand here, and it reflects a foreshadowing of greater uncertainty and loss of confidence in the Central Banks of the world. Something is happening in the alternative currency sphere that should not be ignored in terms of the implications for the broader financial markets. The per unit value based in the low $400 area over the past three months. Over the past year, the price has increased by 150% from the $230 area. I hold a position in Bitcoin as we move closer to digital currencies vs paper money and coinage. Please note I also own stock in the company PayPal (symbol “PYPL”) and Square (”SQ”) given the success and reach of digital online payment platforms.

The Dollar Index has round-tripped back to the 93 area and now sits at 93.94. Over the past twelve months it has traded between 93 and 100. The dollar has appeared to be range-bound in this area, but the latest global economic data failed to indicate economic improvement in the United States, and likewise softness in other geographies throughout the world, which pressured the dollar lower. We may see the break of lower resistance levels that were last tested a few weeks back. A break under 93 brings us into a void area where there is no support until we get to the 88 area. Additionally, the Chinese currency is pegged to the US Dollar, so a decline in the dollar helps currencies that are pegged to the dollar become more competitive in world trade. This dollar decline eases pressure on the Chinese authorities and Emerging Markets, but exacerbates the global pressures on other non-dollar based countries to compete based on their currencies relative value. Declines in the dollar elicit government responses to lower values of other currencies. This drives investments to non-paper holdings and feeds price rises in precious metals and digital currencies. Paying attention to the movement of the dollar is important given the fragile state of the global economy.

Gold closed the week at the $1,246.50 per ounce, approximately $30 higher than the prior week. The decline in the dollar’s relative value and the view that the Central Banks will continue to ease in the face of slowing economic growth are leading investors to seek the perceived safety of hard assets such as Gold and Silver. In the past week, the Gold and Silver Miner equities rallied. Given the continued global uncertainty and currency volatility issues that exist, I do see material price increases for gold and silver in the foreseeable future and for Gold to advance higher above the $1,300 level. I will therefore maintain my PM positions to offset potential equity price declines from the broader market.

The Ten-year bond yield closed at 1.70% down from 1.85% at last Friday’s close. We are now getting very close to low yields last seen in 2012 (1.64%). The economic signals I see from the latest government releases show an economy that is contracting. The behavior of the Bond market is confirming that economic slowness. Of concern is a flattening of the yield curve (recession) and the absence of economic activity that a steeper yield curve, if we had one, would indicate. We are below the weekly closing low for the calendar year that occurred on April 8 at 1.72%, and are still below the 2015 year-end rate of 2.27%. Our Central Bank is weighing when to institute another increase in the Fed Funds rate which could be this month. At some point this will likely weigh on the equity markets if the cost of short-term US dollar financing rises.

Commodities: As this week closed and the dollar weakened, we saw the CRB commodities index rise to 488.21, just below the April 29th weekly closing high. We are now at levels last seen in July 2015. This is great for Emerging Markets as they derive so much of their economic wealth from raw material mining and exporting.

The High Yield vs Investment Grade spread continues to appear to be trying to form a near-term bottom. We closed this week at 4.178% as compared to 4.205% last week. Over the past two weeks the range has been 4.115% to 4.298%. The narrowing of the HY/IG spread is a positive for equities as dividend yields push more money toward the stock market then the bond market. Should a bottom be put in and the spread widen, then risk returns in a way that may push the equity markets lower. High Yield is at 7.059% and Investment Grade is at 2.881%. If the oil market holds the price of a barrel near the $50 mark or higher, the health of high yield should continue to improve.

That about covers it for this week.

As always, have a great week!

Tom

Learning Makes us Better

Tom Connolly’s Equity Market Forecast
for the upcoming week beginning May 31, 2016
With Market Questions and Answers

    Summary Comments:

My timing was ill-timed this past week. I had a clear view that the market would not move higher in any material way during the week and that the odds were tilted meaningfully toward a decline in the equity indexes. I acted on that view, a view that was and remains well supported by the market’s over-valuation metrics. What did I learn? That I did not have all of the legs of the stool on firm ground to support acting in a material way when the correct call was to act marginally. By being too aggressive I yielded a negative return for the week. Outcomes like this make me go back to the drawing board to learn why. In this instance the question to be answered was “Why was I overly biased that the market would move down and why was that bias misplaced?”

After much thought I came to understand that I needed to compliment my analysis of the current state with a perspective of projected moves and how those potential moves would place the market in the context of past high points and past low points. It is one thing to see the current market as overvalued, but to not include an assessment of how far from the midpoint we are to the outer extremes prevents an understanding of how much the market may comfortably move higher in an otherwise overvalued state, or move lower in an otherwise undervalued state. By undertaking this additional analysis, I found that the market at the beginning of last week was not very far from the mid-point in terms of distance from an extreme high or an extreme low based on historic market ranges. Accordingly, the correct investing stance would have been to remain long of equities with modest short hedges in place that addressed the risk of overvaluation. The actions that I did take to get aggressively short through futures and options was ill-timed and resulted in losses that should have been avoided. We learn through experience from our correct and incorrect decisions, and this week I learned to include another dynamic in my assessment of where the market may move and to use this dynamic to guide me in determining the size of the hedge and risk positions I put in place.

So what is that dynamic indicating after the market index gains of the past week? It reveals a 3% upside is the distance from where market internals peaked at the last high point of November 2015, and an 8 – 12% downside is the distance from where market internals bottomed at the last low point of February 2016. To be clear, the market internal range is not based on prior index point highs or lows, but is based on the fundamental market metrics that existed at the time of those index highs and lows. We now have higher odds of a decline of magnitude versus a rise of magnitude. This supports the short hedges and a pro-active posture to meaningfully increase the risk positions that will profit from a market decline WHEN the other market factors of advancing/declining volume, issues, and New Highs/Lows show alignment with the market fundamentals of valuation. Additionally, it is important to note that the Market Tell indicator (discussed below) is at -104. This is a very strong negative reading and points to future market declines. Presently, for the S&P 500 we have a 60-point potential rise versus a 200-point potential decline. These ranges of potential moves are driven by the current market metrics, indicators, and valuation measures. One should trade/invest accordingly given the high valuation we have when compared to the earnings and cash flow results and forecasts that populate today’s market.

Prior week’s investing activity: During the past week I aggressively purchased Put Options on the S&P 500 and added more short S&P 500 E-Mini futures contracts. On Friday, after incurring losses on these positions, I closed them as I began the process of reassessing the analysis I relied upon to initiate the original investment activity. The Precious metal holdings also were down on the week and contributed to the reduction of the Year-to-Date gain within the portfolio.

My portfolio’s performance for the YTD period ending on May 27, 2016, and the portfolio composition at that date is set forth below:

YTD Connolly portfolio gain as of May 27, 2016 equals +1.43%
S&P 500 Index YTD gain as of May 27, 2016 equals +2.70%
NASDAQ Index YTD loss as of May 27, 2016 equals -1.48%

The Portfolio’s composition as of May 27, 2016 is as follows:
• Cash 46.3%
• Equities 39.3%
• Gold 10.9%
• Fixed Income 3.5%

Forecast for the coming week: Last week I wrote “Yet market internals are not reflecting the voiced concerns, almost acting as if the market wants to catch the largest number of investors as is possible off-sides. Something has to give……….and there is a battle being waged.” This week the market did catch the large number of bearish investors who were short the market, including me. I expect this trend to continue, but as noted above we are approaching an extreme level of high market valuation.

My focus to improve returns on invested capital will concentrate on the downward turn that the fundamentals are indicating is needed to return to a balanced risk reward profile that supports capital investment. If we are to maintain current equity values and possibly increase them, we need an acceleration in revenues and earnings. Should we fail to realize this acceleration the market will likely reset lower to bring cost of investment in line with desired return on investment. Presently the market projections of earnings and revenue growth for 2016 and 2017 do not reflect the needed growth, so we need surprises to the upside to avoid the anticipated equity index decline that I see as the most likely outcome from today’s levels.

Market Questions and Answers

What are DJIA, DJT, DJU, S&P and NASDAQ metrics indicating?

All of the indexes moved in a constructive fashion this week. Broad support is present and consistent in terms of Advancing volume and issues, coupled with New Highs and Lows validating the gains (although the NYSE New Highs were a bit lower then I would have expected). Overall trading volume was a bit off but that is typical for a holiday shortened week.

The Relative Strength readings remain in the 60s, reflecting a trending market higher. There is a concern from the perspective of downward contributors approaching a level that historically sets-up for a replenishment decline.

Price Earnings multiples are north of 24X for the S&P and 19X for the DJIA, indicating an expensive market to invest in at these levels.

The DJT remains in a declining chart pattern. It has been a leading indicator of the broader market, and with the rotational trading that has been taking place, a return to the selling of the Transports would be a strong negative for the overall market.

The DJU has come off the recent highs due to profit taking and the potential for rising interest rates.

What is the current score on the “Market Tells metric”?

The Market Tell indicator, which is a comparison of the market’s current cash flow and valuation metrics to its historic medians, closed the week at negative 104. When we have a high positive reading this is a strong buy signal and when we have a high negative reading it is a strong sell signal. The -104 reading indicates a very expensive market. The highest reading here was -182 on November 6, 2015.

The Portfolio’s Cash flow multiple based on expected 2016 full year results is 18.65X as compared to last week’s 17.90X. These are relatively high readings of price to cash flow when compared to the historic median of 16.91X.

Comparing current equity prices as the week closed on the 187 portfolio companies to their Discounted Cash Flow values indicates 68 companies were priced above their DCF value which exceeds the historic average of 60 for the portfolio. This supports an expected fall in the market as more companies have become overvalued.

The dollar spread between the Current Price and the DCF price utilizing 2017 cash flow projections on the 187 Portfolio has narrowed and is now at $16.59, pulling back from the February high of $25.14. A higher spread indicates greater value to invest in whereas a lower spread indicates subpar returns will be realized from investing at current prices. The difference today is below the historic median of $22.47. In this environment it should be apparent that future performance has been pulled into the current pricing in a manner that reduces potential gains.

What is the position of the net up down Vol/Issues?

The week’s volume and issues were aligned with the index point moves. Volume was a bit lower than normal but the holiday week impacts this metric.

What are the daily point vs issues and point vs volume measures indicating up or down?

The daily metrics of (1) index point moves vs the daily volume in rising and falling issues, and (2) the index point moves vs the daily rising and falling number of issues traded, were supportive of the market direction to the upside.

Where are the New Highs and Lows moving toward?

The New Highs and New Lows this past week in both the NYSE and the NASDAQ indicated an improvement in market action and a rotation between industry sectors.

How well are Market Tells correlating with Market trading internals?

The market internals do not reflect any weakening at this point which would indicate a broader concern is emerging for the expensive value of the stocks within the market. At some point either better revenue and earnings will arise or the market will reprice equities to bring them in line with their economic value.

What is the composite reading of the Calendar, Environment, Duration, Action, Trend, Emotion and Valuation Index (“CEDATEV”)?

The reading is -2. Range is from +7 to -7. Contributors are:

Negative in the following areas:
Calendar
Environment
Duration
Valuation

Positive in the following areas:
Action
Trend

Neutral in the following areas:
Emotion

Other:

Bitcoin is at $530 per coin and moved dramatically higher this week. The commentary in the market is that heavy buying was taking place in China in an effort to move currency out of the Yuan. The per unit value based in the low $400 area over the past three months. Over the past year, the price has increased by more than 100% from the $230 area. I hold a position in Bitcoin as we move closer to digital currencies vs paper money and coinage. Please note I also own stock in the company PayPal (symbol “PYPL”) and Square (”SQ”) given the success and reach of digital online payment platforms.

The Dollar index has rebounded from the 93 area and now sits at 95.70. Over the past twelve months it has traded between 93 and 100. The dollar appears to be range-bound in this area, and the impact of FED tightening by raising the FED Funds rate will likely increase the dollar’s strength. This is problematic for commodities, oil and emerging markets. Additionally, the Chinese currency is pegged to the US Dollar, so a rise in the dollar puts pressure on China, and may elicit a market moving response from the Chinese Financial authorities that would be negative for the equity market. Paying attention to the movement of the dollar is important given the fragile state of the global economy.

Gold closed the week at the $1,216.25 per ounce, approximately $40 lower than the prior week. The metal has been declining. In the past week, the gold miners pulled back and my portfolio reflected the negative impact of that price decline. Given the continued global uncertainty and currency volatility issues that exist, I do not see material price weakness for gold in the foreseeable future and view this decline as a pull-back before another advance higher toward the $1,300 level. I will therefore maintain my PM position to offset potential equity price declines from the broader market.

The Ten-year bond yield closed at 1.85% and has shown a great deal of volatility day-to-day. The prior trend did appear to be leaning toward lower rates but the release of the Fed minutes and the hawkish tone of FED speakers to raising interest rates has had a meaningful impact on the term structure of rates within the United States. Of concern is a flattening of the yield curve (recession) and the absence of economic activity that a steeper yield curve, if we had one, would indicate. We are above the weekly closing low for the calendar year that occurred on April 8 at 1.72%, and are still below the 2015 year-end rate of 2.27%. Our Central Bank is weighing when to institute another increase in the Fed Funds rate which could be this month. At some point this will likely weigh on the equity markets if the cost of US dollar financing rises.

Commodities: On April 29th the CRB index of commodities rose to its highest weekly closing level since July 2015. This past week, the CRB index was flat.

The High Yield vs Investment Grade spread appears to be trying to form a near-term bottom. We closed this week at 4.205% and over the past month we have been in a declining environment. This narrowing of the spread is a positive for equities as yield plays push more money toward the stock market then the bond market. High Yield is at 7.194% and Investment Grade is at 2.989%. If the oil market holds the price of a barrel near the $50 mark or higher, the health of high yield should continue to improve.

That about covers it for this week.

Watch carefully, and as always, have a great week!

Tom

Equity Portfolio Activity for the Week Ended May 27, 2016

Equity Portfolio as of May 27, 2016

Commentary: The market whipsawed me and it was not fun. I closed and or reduced a number of long positions with the expectation that the market would and will decline, and took on positions that would profit from such a decline. It is an expensive market, and expensive markets resolve themselves through unanticipated higher revenues and earnings or through price declines to bring equilibrium between economic returns and price to own those returns. I expected price declines and they did not come, and I underperformed the market as a result of the short side investments I made and the decline in price of the Gold miners as the precious metal fell by $40 per ounce this week. I do not see more changes to the portfolio other than reestablishing a meaningful short when the time is right. As I said last week, it is getting close to the time when we need to strap on our seat belts in preparation of greater volatility, price declines and a rise in the ownership of safety assets such as gold. The upcoming ride will likely not be a smooth one.

Good Luck and have a great week!

New Additions

1. Proshares Ultra Vix Short

Increase in Holdings

1. Proshares UltraPro Short S&P 500
2. Twitter

Complete Dispositions

1. Alibaba
2. Apple
3. Costamare
4. Frontline
5. Olin Corp

Partial Decrease in Holdings

1. Great Batch
2. Greenbrier
3. Nucor
4. Paypal
5. S&P 500 E-Mini Short Futures
6. Ten Cent Holdings

Overall Equity Portfolio holdings

1. Alamos Gold
2. Apple – Closed position
3. ASA
4. Arm Holdings
5. Alibaba – Closed position
6. Bank of America
7. Bank of America Preferred C
8. BB&T Corp
9. Brocade
10. Brookfield Total Return
11. Chevron
12. Con Ed
13. Costamare – Closed position
14. CISCO
15. Corning
16. Disney
17. Eastman Chemical
18. Endo Int’l
19. Ericsson
20. First Solar
21. Ford
22. Frontline – Closed position
23. General Electric
24. GLD
25. Golar LNG
26. GreatBatch – Decreased position
27. Greenbrier – Decreased position
28. Halliburton
29. Hecla Mining
30. Hershey
31. Ingredion
32. IROBOT
33. JP Morgan
34. JP Morgan Preferred D
35. Matson
36. Microsoft
37. MTN Group
38. New Gold
39. Nokia
40. Nordic American Tanker
41. Norfolk Southern
42. Nucor – Decreased position
43. Olin Corp – Closed position
44. PayPal – Decreased position
45. Phillips 66
46. Pro Shares Ultra Short – Increased position
47. Pro Shares Ultra Vix Short – Opened New position
48. Qualcomm
49. Reaves Utility Income Fund
50. S&P E-mini short futures – Reduced position
51. Square Inc
52. Synaptics
53. Ten Cent Holdings – Decreased position
54. Travelers
55. Twitter – Increased position
56. Viacom
57. Wells Fargo
58. Yahoo
59. Yum! Brands
60. Zimmer Biomet Holdings